Advanced Diploma in Financial Planning
This qualification enables professional advisers to develop specialist planning capabilities, covers topics such as: personal tax and trust, business financial, pension and investment planning.
Diploma in Regulated Financial Planning
This meets the FCA’s qualification requirements for retail investment advisers and helps candidates to develop core technical knowledge and financial planning capabilities.
AF4 Investment Planning
This examination assesses the candidate to develop in depth financial planning skills related to investments and the management of investment portfolios.
AF5 Financial Planning Process
This examination assesses the candidate to develop an understanding of the financial planning process when giving advice to clients.
AF6 Senior Management and Supervision
At the end of this unit, candidates should be able to demonstrate their ability to apply and evaluate the supervision principles and practices in a retail financial services business.
CF1 UK Financial Services, Regulation, and Ethics
This qualification develops an understanding of the financial services industry, including regulation and legislation.
CF6 Certificate in Mortgage Advice
This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, mortgage products, repayment options and the giving of mortgage advice.
ER1 Equity Release
This examination assesses a knowledge and understanding of the different types of equity release products, risks to the consumer associated with equity release and application of suitable equity release solutions according to the circumstances of different customers.
J10 Discretionary Investment Management
At the end of this unit, candidates should be able to analyse and apply financial information and portfolio management skills.
R01 Financial Services, Regulation, and Ethics
This qualification assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.
R02 Investment Principles
This qualification assesses a knowledge and understanding of investment products and the application of the investment advice process.
R03 Personal Taxation
This qualification assesses a knowledge and understanding of the UK taxation system, and the ability to analyse the taxation treatment of individuals and trusts during the investment advice process.
R04 Pensions and Retirement Planning
This qualification assesses a knowledge and understanding of and ability to analyse pension and retirement planning issues.
R05 Financial Protection
This qualification assesses a knowledge and understanding of and ability to analyse financial protection planning issues.
R06 Financial Planning Practice
This qualification helps advisers develop and demonstrate their financial planning capabilities.
